Appeals Court Upholds DOJ’s Novel Use of Obstruction Law Against Jan. 6 Defendants

Fractured ruling could be problematic for prosecutors

The Department of Justice in Washington on Jan. 14, 2020. Samira Bouaou/The Epoch Times

A divided three-judge panel of the U.S. Court of Appeals for the District of Columbia on April 7 conditionally upheld the U.S. Department of Justice’s novel use of a felony evidence-tampering statute against Jan. 6 criminal-case defendants.

The appeals judges issued a fractured ruling on the crime of obstruction that upholds the law as used in Jan. 6 cases only if a certain condition is met.

The ruling could be appealed “en banc” to the full Court of Appeals for the District of Columbia.

Some Jan. 6 defense attorneys said their reading of the divided ruling means obstruction charges against their clients should be dismissed.

Judge Florence Pan, appointed by President Joe Biden, and Judge Justin R. Walker, appointed by President Donald Trump, voted to reverse the 2022 rulings by U.S. District Judge Carl Nichols dismissing obstruction charges against three Jan. 6 defendants.

The court decision is made up of three opinions: a lead opinion written by Pan, a conditional partial concurrence by Walker, and a dissent by Judge Gregory Katsas.

Supporters of President Donald Trump clash with police outside the Capitol in Washington DC on January 6, 2021. Joseph Prezioso /AFP via Getty Images

Pan adopted the broad reading of the obstruction statute advanced by the DOJ. Walker said he concurred, but only if the definition of the term “corruptly” in the law is narrowly defined, requiring proof that defendants knew they would obtain an unlawful benefit by the alleged obstruction.

Judge Katsas warned that the interpretation advanced in Pan’s lead opinion would, for example, expose protesters standing outside a judge’s home to 20 years in federal prison.

Brushing aside the statute’s history stemming from evidence tampering in the Enron scandal, Pan’s opinion said the law applies to any effort to obstruct an “official proceeding,” including the ceremonial tallying of Electoral College votes by the U.S. Congress.

Frequently Used Charge

The obstruction statute is the most frequently used felony charge against Jan. 6 defendants. The DOJ has charged hundreds of people with obstruction of Congress because the protests and rioting that took place on Jan. 6 delayed the counting of Electoral College votes by some six hours.

Defense attorneys have watched this case with intense interest. Many argue that the federal government is misusing an evidence-tampering law to punish constitutionally protected political speech and protests.

In rulings on March 7, March 17, and June 7, 2022, Judge Nichols threw out the obstruction charges against Joseph W. Fischer of Jonestown, Pennsylvania; Garret A. Miller of Richardson, Texas; and Edward “Jake” Lang of Newburgh, N.Y. The DOJ appealed the decisions.

Protesters gather on the west front of the U.S. Capitol on Jan. 6, 2021. Brent Stirton/Getty Images

Nichols ruled that federal law under 18 § U.S.C. 1512(c) does not apply to the conduct of the defendants because the statute was intended by Congress to have a narrow, limited focus related to the destruction of documents. It’s part of a section of the U.S. Code titled “Tampering with a witness, victim, or an informant.”

Appeals Judges Pan and Walker disagreed, adopting a sweeping interpretation that the law includes evidence tampering and “all acts that obstruct, influence, or impede any official proceeding or attempt to do so.”

The subsection of 18 § U.S.C. used widely by prosecutors against Jan. 6 defendants was approved by Congress as part of the Sarbanes–Oxley Act of 2002, to close a loophole in the law that was discovered in the wake of the Enron corporate fraud and accounting scandal.

In her lead opinion, Pan rapped as “dubious” Judge Nichols’s “cramped, document-focused interpretation” of the law.

“We must accept, and think it far more likely, that Congress said what it meant and meant what it said: Section 1512(c)(2) prohibits all acts that obstruct, influence, or impede any official proceeding or attempt to do so, beyond the document or object-related acts that are already covered by § 1512(c)(1),” Pan wrote.

Tear gas is fired into the densely packed crowds on the west side of the U.S. Capitol on Jan. 6, 2021. Samuel Corum/Getty Images

She said the law does have “guardrails” because the obstruction “must be accompanied by ‘corrupt’ intent; and the behavior must target an ‘official proceeding.’”

In a forceful dissent, Judge Katsas wrote that using the obstruction statute as envisioned by his two colleagues would “supercharge a range of minor advocacy, lobbying, and protest offenses into 20-year felonies.”

“Section 1512(c)(2) has been on the books for two decades and charged in thousands of cases—yet until the prosecutions arising from the January 6 riot, it was uniformly treated as an evidence-impairment crime,” Katsas wrote. “This settled understanding is a ‘powerful indication’ against the government’s novel position.”

Katsas warned that accepting the DOJ’s position could bring the “harsh penalties of obstruction-of-justice law to new realms of advocacy, protest, and lobbying.”

“It seems to me a stretch to say that the government’s interpretation is not only the best but so much better than the others that we can declare it unambiguously correct and call it a day without completing a full-blown statutory analysis,” Katsas said.

“The conduct alleged here violates many criminal statutes, but section 1512(c) is not among them,” Katsas wrote.

Update: This story has been updated with more detail on the splintered nature of the court ruling.